Contact Info

312 Walnut Street, Suite 1600
Office #77 and #82

Cincinnati

, OH 45202

Map and Directions

Phone: (513) 762-7600

Fax: (513) 762-7612

jay.moretti@securitiesamerica.com michele.schumacher@securitiesamerica.com david.dinn@securitiesamerica.com

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The Pros and Cons of a Big Tax Refund

Is receiving a big tax refund a reason to celebrate?

Contact Info

312 Walnut Street, Suite 1600
Office #77 and #82

Cincinnati

, OH 45202

Map and Directions

Phone: (513) 762-7600

Fax: (513) 762-7612

jay.moretti@securitiesamerica.com michele.schumacher@securitiesamerica.com david.dinn@securitiesamerica.com

Securities offered through Securities America Inc., Member FINRA/SIPC and advisory services offered through Securities America Advisors, Inc. S. David Dinn, Joseph F. Moretti, Jr. and Michele Schumacher, Representatives. Brecek & Young Financial Services is a licensed trademark of Securities America Financial Corporation, parent company of Securities America Inc. and Securities America Advisors, Inc.

www.finra.org

www.sipc.org

www.finra.org/brokercheck

The FIVE STAR Wealth Manager list is created by Crescendo Business Services LLC. It includes less than 4% of 13,300 wealth managers in the Cincinnati area (includes Brown, Butler, Clermont, Clinton, Greene, Hamilton, Highland and Warren counties in the state of Ohio) in 2012 and reflects those scoring highest in client satisfaction. Wealth managers were identified by surveys conducted with more than 19,800 households, more than 2,100 registered financial professionals, and all identified financial service companies in the Cincinnati area that are registered with FINRA or the SEC. Wealth managers were evaluated accross ten criteria: (a) Credentials as an investment advisory representative, a FINRA-registered representative, a CPA or a licensed attorney; (b) Actively employed as a credentiated professional in the financial services industry for a minimum of five years; (c) Favorable regulatory and complaint history review; (d) Fulfilled their firm review based on internal firm standards; (e) Accepting new clients; (f) One-year client retention rate; (g) Five-year client retention rate; (h) noninstututionalized discretionary and/or non-discretionary client assets administered; (i) Number of client households served. (j) Educational and professional designations. Favorable and unfavorable evaluations are included in the score. Each wealth manager is reviewed for regulatory actions, civil judicial actions, and customer complaints. Wealth managers do not pay a fee to be included in the research or final list. Scores reflect an average of all respondents and are not representative of any one client's evaluation. Working with a FIVE STAR Wealth Manager does not guarantee investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future.The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or Cincinnati Magazine. For more information on the Five Star award and the research/selection methodology, go to:fivestarprofessional.com.

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